Specialist 2, Compliance & Control
At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.
Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary.
We’re seeking a future team member for the role of Specialist 2, Compliance & Control to join our Compliance team. This role is located in Pune.
In this role, you’ll make an impact in the following ways:
- Contribute to the compliance efforts of the assigned business unit under direct supervision.
- Assist with assessment activities to ensure business units comply with standard regulatory and policy requirements.
- Review work for accuracy with more experienced professionals and assist with drafting documentation when control changes are made.
- Analyze existing legislation, regulatory announcements, and industry practices to report on the assigned business' current state of compliance.
- Support projects and program tasks intended to improve compliance and enhance the control environment.
- Assist with analyses of control processes to ensure compliance with applicable laws, rules, and regulations.
- Build working relationships with business unit managers to facilitate timely delivery of information and favorable conditions for compliance activities.
- Assist with assessments of the effectiveness of controls ensuring ongoing compliance with key laws, regulations, and policies.
- Prepare risk-based reviews of regulatory requirements, issues, and control gaps as experience grows.
- Assist with preparation of non-complex reporting and escalate issues to more experienced professionals.
- Contribute to the achievement of team objectives.
To be successful in this role, we’re seeking the following:
- Bachelor’s degree or equivalent combination of education and experience; Business or Finance degree preferred.
- 0-3 years of total work experience preferred.
- Background in Financial Services, Audit, or Compliance preferred.
- Experience with financial services compliance and/or assigned products, services, business lines, and relevant laws, regulations, and rules preferred.
At BNY, our culture speaks for itself, check out the latest BNY news at:
BNY Newsroom
BNY LinkedIn
Here’s a few of our recent awards:
- America’s Most Innovative Companies, Fortune, 2025
- World’s Most Admired Companies, Fortune 2025
- “Most Just Companies”, Just Capital and CNBC, 2025
Our Benefits and Rewards:
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
