The Associate in FATCA CRS Compliance will conduct due diligence on client declarations, perform monthly reviews, maintain updated FATCA CRS forms, prepare regulatory reports, and ensure process risks are identified and mitigated in compliance with evolving regulations.
Key Areas of Responsibilities
- Perform Due Diligence on clients FATCA CRS declarations across all CLSA business lines
- Perform monthly periodic reviews on existing clients and manage changes in circumstances
- Maintain CLSA group entities up to date FATCA CRS forms on systems and share with business per requirement
- Prepare and submit regulatory reports for the CLSA group entities
- Maintain high quality, timeliness, auditability and demonstrate reasonableness in thought process
- Implement process level changes in tune with evolving regulations and industry best practices
- Ensure the process risks are identified and mitigated effectively, and prevent breaches
Requirements
- Minimum 5 years of relevant experience in global structured fund management industry
- Bachelor degree in relevant discipline
- Working knowledge of AEOI, US Tax Services, Anti-Tax Evasion
- Strong reasoning and logic skills, with clear and coherent presentation of thoughts
- Fluency in English
- Ability to multi-task and function independently
- Proficiency in Word, Excel and Power point
- Excellent interpersonal, communication and management skills
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