The role involves performing due diligence on FATCA CRS client declarations, regulatory report submissions, and maintaining updated FATCA CRS forms while ensuring process risks are managed.
Key Areas of Responsibilities
- Perform Due Diligence on clients FATCA CRS declarations across all CLSA business lines
- Perform monthly periodic reviews on existing clients and manage changes in circumstances
- Maintain CLSA group entities up to date FATCA CRS forms on systems and share with business per requirement
- Prepare and submit regulatory reports for the CLSA group entities
- Maintain high quality, timeliness, auditability and demonstrate reasonableness in thought process
- Implement process level changes in tune with evolving regulations and industry best practices
- Ensure the process risks are identified and mitigated effectively, and prevent breaches
Requirements
- Minimum 5 years of relevant experience in global structured fund management industry
- Bachelor degree in relevant discipline
- Working knowledge of AEOI, US Tax Services, Anti-Tax Evasion
- Strong reasoning and logic skills, with clear and coherent presentation of thoughts
- Fluency in English
- Ability to multi-task and function independently
- Proficiency in Word, Excel and Power point
- Excellent interpersonal, communication and management skills
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Top Skills
Excel
PowerPoint
Word
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