Are you curious, motivated, and forward-thinking? At FIS you’ll have the opportunity to work on some of the most challenging and relevant issues in financial services and technology. Our talented people empower us, and we believe in being part of a team that is open, collaborative, entrepreneurial, passionate and above all fun.
About the team
Corporate Compliance operates within the 2nd Line of Defence and is a part of the FIS RISC organization. Our mission is to promote ethical business practices and to support the Company and its employees in understanding and complying with the laws and regulations applicable to our business, products and services. Led by the Chief Compliance officer, we help the FIS LOBs remain compliant in a fast-changing regulatory environment, we assess controls in place to ensure compliance, and we lead enterprise-wide processes to manage certain regulatory risks such as Privacy, AML, and Code of Ethics compliance.
What you will be doing:
- Meets with business unit Compliance Officers on a regular basis for status updates on compliance issues.
- Provides compliance reviews and direction for new and expanding products and services.
- Responds to issues and matters pertaining to regulatory compliance of FIS products, services and business activities.
- Performs periodic reviews and evaluations of FIS products, services and business activities to validate compliance with applicable laws and regulations or detect regulatory violations, weak controls or other potential areas of exposure.
- Conducts compliance assessments and provides direction on any deficiencies detected by those assessments.
- Monitors LOB compliance activities to verify that regulatory compliance deadlines and requirements are met.
- Tracks and validates product compliance deficiencies to completion.
- Participates in development of compliance sessions/presentations.
- Participates in training promoting compliance awareness.
- Assists the business with responses to customer compliance-specific questions and concerns.
What you bring:
- Bachelor’s or master’s degree in a relevant field
- 3-6 years of experience in Compliance, Preferably Risk Assessment, Conduct Risk.
- Strong Stakeholder Management skills.
- Communicates ideas both verbally and in written form in a clear, concise, and professional manner
- Conduct comprehensive evaluations to identify various risks, including financial, operational, and strategic.
- Conduct regular risk assessments to identify potential hazards.
- Excellent research skills to gather data for risk evaluation.
- Ability to identify and mitigate risks effectively.
- Clear and persuasive communication skills to articulate risk evaluations and management strategies.
What we offer you
- A modern, international work environment and a dedicated and motivated team
- A competitive salary and benefits
- The chance to work on some of the most challenging, relevant issues in financial services & technology
- Great workspaces with dedicated and motivated colleagues
- A work environment built on collaboration, flexibility, and respect
Privacy Statement
FIS is committed to protecting the privacy and security of all personal information that we process in order to provide services to our clients. For specific information on how FIS protects personal information online, please see the Online Privacy Notice.
Sourcing Model
Recruitment at FIS works primarily on a direct sourcing model; a relatively small portion of our hiring is through recruitment agencies. FIS does not accept resumes from recruitment agencies which are not on the preferred supplier list and is not responsible for any related fees for resumes submitted to job postings, our employees, or any other part of our company.
#pridepass
FIS Pune, Mahārāshtra, IND Office
Pune, Maharashtra, India
