The Compliance Analyst ensures compliance with regulatory requirements through data accuracy, KYC due diligence, research, and communication with stakeholders.
As a Compliance Analyst, you will play a crucial role in supporting our compliance efforts and ensuring that we meet all regulatory requirements effectively. Day-to-Day will involve:
- Ensure the accuracy, integrity, and completeness of counterparty master data in line with defined policies, standards, and SLAs
- Perform business verification and KYC due diligence activities, including sanctions screening, false-positive analysis, document verification, and bank account validation, in accordance with internal procedures
- Deliver high-quality outputs within agreed SLAs, including screening results, quality control checks, and customer communications
- Conduct thorough research and analysis using multiple and, at times, conflicting data sources to ensure accurate and reliable outcomes
- Collaborate closely with internal stakeholders to meet regulatory, compliance, and screening requirements effectively
- Monitor and manage customer emails, tickets, notifications, and document follow-ups, taking appropriate actions in line with established SOPs
Requirements
- Bachelor’s Degree in Finance, Law, Business Administration, or related field
- 3+ years of experience in Compliance KYC Due Diligence, preferably within a regulated financial services environment
- Strong understanding of compliance frameworks and regulatory expectations
- Ability to analyze complex data and produce clear, actionable reports
- Excellent interpersonal and communication skills to effectively interact with different stakeholders
- Detail-oriented with strong organizational skills and the ability to manage multiple tasks
- Proficiency in compliance software and Microsoft Office Suite
- Experience with remote working or collaborating virtually is essential
- Fluency in English
Benefits
- Private Health Insurance
- Pension Plan
- Paid Time Off
- Work From Home
- Training & Development
- Performance Bonus
Similar Jobs
Fitness • Healthtech • Retail • Pharmaceutical
The Senior Analyst in Regulatory Compliance supports compliance activities by researching issues, preparing reports, and responding to regulatory inquiries, partnering closely with compliance managers and internal teams.
Top Skills:
MS Office
Artificial Intelligence • Big Data • Cloud • Machine Learning • Software
Manage SOX compliance, oversee internal controls over financial reporting, coordinate testing and documentation, track deficiencies, and support external audits.
Top Skills:
ConfluenceCoso FrameworkCRMErpGitGrcIcfr ToolsLucid ChartsOnetrustPcaob GuidanceSalesforceServicenowSmartsheetWorkdayWorkivaZuora
Marketing Tech • Sales • Software
The Senior GRC Analyst will advance Demandbase's Governance, Risk, and Compliance program, executing audits, assessing risk, and ensuring compliance outcomes across the organization.
Top Skills:
Iso 27001Iso 27701Iso 42001NistSoc 2
What you need to know about the Pune Tech Scene
Once a far-out concept, AI is now a tangible force reshaping industries and economies worldwide. While its adoption will automate some roles, AI has created more jobs than it has displaced, with an expected 97 million new roles to be created in the coming years. This is especially true in cities like Pune, which is emerging as a hub for companies eager to leverage this technology to develop solutions that simplify and improve lives in sectors such as education, healthcare, finance, e-commerce and more.
