Consultant, Control Testing

About Northern Trust

As a global leader in innovative wealth management, asset servicing, asset management and banking services, Northern Trust (Nasdaq: NTRS) is proud to guide the world’s most successful individuals, families, corporations and institutions.

Since 1889, we have aligned our efforts with our three guiding Principles That Endure: Service, Expertise, and Integrity. Together, they reflect the three cornerstones of business conduct which we strive to instill in our employees, whom we call partners, and to provide to our clients and the communities we serve worldwide.

With more than 135 years of financial experience and over 24,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.

Role: Control Testing Consultant

Location: Pune/Bangalore

Job Type: Full-time

Total work experience: 7+ years

Shift: 3.30pm to 12.30am IST**

** Partner should be flexible to work NA/APAC Business Unit assigned projects

Description: The Consultant role operates under general supervision but works independently most of the time with control & practice managers to actively execute control  test plans. Regular activities include a risk-based control review, effective test execution, and an in-depth analysis of control test results to identify key trends and solutions.

Core Skills & Competencies Required:

• for internal applications - 24 months as Associate Consultant

• Professional with extensive business experience, multi-disciplinary functional experience with a focus on proactive and consultative audit and control support.

• Financial services experience preferred

• Understanding of Northerns Policies, RCSA, ATP, REMs, EUC, CASS & others.

• Highly flexible and adaptable to change and ability to work in high pace environment.

• 3+ years of control, audit, or operations experience preferred.

• Project management skills and Exposure to Six Sigma tool is an added advantage.

• Office, Teams, Excel, Word and PowerPoint experience.

Major Duties / Key Responsibilities:

• Test the Business Unit processes, controls and operating practices as directed and share findings & recommendations to  identify & strengthen control weaknesses.

• Ensure risk review results are documented and reviewed with the control manager and the global control executive overseeing the practices.

• Contribute to the periodic risk reviews of, operational processes, procedures, and specific client servicing deliverables.

• Escalate risk and control related matters to the practice control manager.

• Assist with control projects, operational and/or corporate risk initiatives where directed.

• Assist with the facilitation of audits and regulatory examinations.

Working with Us

As a Northern Trust partner, you will be part of a flexible and collaborative work culture, which has a strong history of financial strength and stability. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to an inclusive workplace and assisting the communities we serve.

Philanthropy is deeply rooted in Northern Trust’s history and is an essential element of our culture. Employees around the world give their time and talent to work for the greater good of their communities.

Reasonable Accommodation

Northern Trust is committed to working with and providing adjustments to individuals with health conditions and disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at [email protected], or alternatively you can discuss your individual requirements with the recruiter you are working with.

About Our Bangalore Office

The Northern Trust Bangalore office, established in 2005, is home to over 5,600 employees.  In this stunning office space, we offer fantastic amenities which include our Arrival Hub - Jungle, the GameZone, and the Employee Experience Zone that appeal to both clients and employees. Learn more.