About Northern Trust
As a global leader in innovative wealth management, asset servicing, asset management and banking services, Northern Trust (Nasdaq: NTRS) is proud to guide the world’s most successful individuals, families, corporations and institutions.
Since 1889, we have aligned our efforts with our three guiding Principles That Endure: Service, Expertise, and Integrity. Together, they reflect the three cornerstones of business conduct which we strive to instill in our employees, whom we call partners, and to provide to our clients and the communities we serve worldwide.
With more than 135 years of financial experience and over 24,000 partners, we serve the world’s most sophisticated clients using leading technology and exceptional service.
We are seeking a Consultant, Control Testing for the Risk Management function.
This 1LOD Testing team aims to standardize and enhance our control testing practices across all testing practices across Risk Management.
This role will operate under general supervision; however, will primarily work independently to actively execute control test plans. Regular activities include a risk-based control review, effective test execution, and an in-depth analysis of control test results to identify key trends and solutions.
As a key member of team, you will play a pivotal role in supporting Risk Management.
Major Duties:
Executes controls testing execution including walkthroughs, design, and operating effectiveness testing.
Ensures all aspects of testing are properly documented in prescribed templates and First Line of Defense Control Testing Methodology and in line with testing quality expectations.
Draft reporting and incorporate feedback resulting from Test Lead/Manager review.
Responsible for identification and escalation of follow-ups and potential deficiencies.
Work closely with stakeholders of varying levels to remediate risk areas while driving improved operations/compliance.
Assist with control projects, operational and/or corporate risk initiatives, where directed.
Skills & Experience:
Graduation or above
6+ years of risk and control experience, control testing.
Experience in financial services industry, including regulatory experience
Understanding of control frameworks and testing methodologies
Self-motivated with strong collaboration and communication skills, both verbal and written
Excellent analytics skills and attention to detail
Ability to juggle multiple tasks while effectively able to work towards deadlines
Shift Timings: EMEA - 1:30PM to 10:30PM IST
Internal Eligibility Criteria:
24 months as Technical Coordinator/Associate Consultant to apply for Consultant
12 months as Consultant for lateral movement
Working with Us
As a Northern Trust partner, you will be part of a flexible and collaborative work culture, which has a strong history of financial strength and stability. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company committed to an inclusive workplace and assisting the communities we serve.
Philanthropy is deeply rooted in Northern Trust’s history and is an essential element of our culture. Employees around the world give their time and talent to work for the greater good of their communities.
Reasonable Accommodation
Northern Trust is committed to working with and providing adjustments to individuals with health conditions and disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at [email protected], or alternatively you can discuss your individual requirements with the recruiter you are working with.
About Our Pune Office
The Northern Trust Pune office, established in 2016, is now home to over 3,000 employees. The office handles various functions, including Operations for Asset Servicing and Wealth Management, as well as delivering critical technology solutions that support business operations across the globe.
Our Pune team takes our commitment to service to heart. In 2024, they volunteered more than 10,000+ hours into the communities where they live and work. Learn more.
Northern Trust Kharadi, Maharashtra, IND Office
SEZ Unit, Tower A, 13th to 16th Floor and Tower B 9th Floor, Kharadi, Pune, India, 411014
