Lead multiple internal audit, controls evaluation, policy and controls review, process advisory, and regulatory compliance engagements for financial services clients. Oversee end-to-end delivery, supervise and review engagement teams, coordinate cross-service-line opportunities, support partner-led client relationships, improve internal quality and risk practices, and mentor teams. The role requires strong BFSI process and systems knowledge, familiarity with RBI and SEBI regulations, and experience in control functions such as compliance, internal audit, risk management, quality assurance, controls, or SOX.
Director
| Controls Assurance | Mumbai | Financial Services
- Location: Mumbai
- Entity: Embark
Client
The Team
Assurance
had to do much more than keep the wheels turning; it is the engine that drives
functional excellence and the enabler of innovation and long-term growth. Learn
more about Assurance
Your
work profile.
- Leading multiple engagements
around Internal Audit /Controls evaluation/Advisory engagements in the
BFSI domain
- Responsible for end-to-end
delivery including supervising and reviewing engagement teams
- Coordination with other service
lines within the firm for internal opportunities
- Establishing strong
professional relationships with external clients and internal team members
- Supporting the partners in
driving select client relationships of the firm
- Taking the lead and
responsibility on internal practice improvement initiatives relating to
quality, risk, people etc.
- Developing and mentoring teams.
- The nature of engagements would
span across conducting, Policy and Controls Reviews, Process Advisory and
Regulatory Compliance Reviews. Further, the individual would be exposed to
working on diversified cross functional teams in the given area of
specialization
Key
skills required:
- CA/MBA with at least 12+ years
of post-qualification experience in Process, Controls & Regulatory
reviews
- Existing Manager/Senior manager
in any of the Big 4/Large consulting firms would be preferred
- Strong knowledge and
understanding of the Financial Services Industry
- Understanding / Exposure to
regulations (RBI and SEBI Regulations)
- Strong knowledge of processes
and systems in their respective area of operations
- Candidates from the industry,
should have experience of working with the control functions for e.g.
compliance / internal audit / risk management / Quality assurance /
Controls / SOX teams of the above-mentioned entities.
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