As an Investment Compliance Analyst, you will investigate investment guideline breaches, recommend corrective actions, and improve client reporting quality, ensuring compliance with regulations.
Job Description
Step into a pivotal role at JPMorgan Chase as an Investment Compliance Analyst, where you'll drive compliance excellence. Leverage our global scale and industry expertise to optimize efficiency and mitigate risk. Join us to enhance your career in a dynamic and innovative environment.
Job Summary
As an Investment Compliance Analyst within the Global Fund Services team, you investigate investment guideline breaches and assist in resolution. You recommend corrective actions to fund managers and improve work quality for clients. You provide solutions to reduce false exceptions and ensure standard client reporting.
Job Responsibilities
Required Qualifications, Capabilities, and Skills
Preferred Qualifications, Capabilities, and Skills
About Us
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
About the Team
J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.
Step into a pivotal role at JPMorgan Chase as an Investment Compliance Analyst, where you'll drive compliance excellence. Leverage our global scale and industry expertise to optimize efficiency and mitigate risk. Join us to enhance your career in a dynamic and innovative environment.
Job Summary
As an Investment Compliance Analyst within the Global Fund Services team, you investigate investment guideline breaches and assist in resolution. You recommend corrective actions to fund managers and improve work quality for clients. You provide solutions to reduce false exceptions and ensure standard client reporting.
Job Responsibilities
- Investigate investment guideline breaches
- Recommend corrective actions to fund managers
- Improve work quality and recommendations
- Provide solutions to reduce false violations
- Ensure standard client and regulatory reporting
- Collaborate with team members effectively
- Enhance client service orientation
- Understand global investment markets
- Work beyond expectations to achieve goals
- Analyze regulatory rules and compliance
- Maintain meticulous attention to detail
Required Qualifications, Capabilities, and Skills
- Demonstrate experience in banking or financial services
- Exhibit excellent teamwork abilities
- Showcase strong interpersonal skills
- Understand global investment markets
- Display willingness to exceed expectations
- Analyze regulatory rules effectively
- Communicate proficiently in English
Preferred Qualifications, Capabilities, and Skills
- Demonstrate meticulous attention to detail
- Work effectively in deadline-driven environments
- Focus on client needs and satisfaction
- Use initiative and question readily
- Exhibit strong analytical skills
- Orient towards control and compliance
- Partner effectively with peers and clients
About Us
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
About the Team
J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.
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