The Manager of Risk and Controls oversees bank account management, including opening and closing accounts, maintaining records of agent bank accounts, and ensuring compliance through KYC and due diligence reviews. The role requires strong communication and analytical skills, relationship management, and knowledge of financial services processes.
Key Areas of Responsibilities
- Acts as main point of contact for bank account opening / closing
- Works with internal departments to ensure business needs are understood and satisfied
- Maintain / Update of Authorized signatories with Agent banks and Exchanges
- Maintain / Update of FX trader list with Agent banks
- Review & negotiate documentation needed for account opening
- KYC
- Due Diligence review
- RFP review
- Review Dormant/Inactive agent bank accounts
- Maintain accurate records of agent bank accounts
- License renewal
- Establish RMA relationship
- Manage e-banking account entitlements
- Excellent communication skills, both written and verbal
- Relationship management skills
Requirements
- Minimum of 5 years of securities industry experience
- Proven quantitative and analytical skills
- Possess intimate knowledge of internal business processes and product lines specifically in the financial services industry
- Ability to multitask and juggle several responsibilities simultaneously
- Strong written and verbal communication skills
- Good attention to detail and organizational skills
- Adaptability and strong problem-solving skills
- Strong Negotiating Skills
- Positive, self-motivated individual who can complete tasks independently
- Flexible and able to adapt to a rapidly changing environment
- Graduation / Degree holder (Commerce preferred)
- Excellent communication skills (verbal and written) are a must-have
- Fluency in Chinese (Mandarin) and English, both written and spoken. (Preferred)
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