Morningstar Logo

Morningstar

PP&T Compliance Associate

Posted Yesterday
Be an Early Applicant
Hybrid
Navi Mumbai, Thane, Maharashtra
Mid level
Hybrid
Navi Mumbai, Thane, Maharashtra
Mid level
The candidate will support PP&T initiatives including policy management, training administration, and generating training reports, while managing multiple projects.
The summary above was generated by AI
POSITION DESCRIPTION: The candidate will support the Policies & Procedures and Training (PP&T) team in general functions and administration of the policy, procedure and training management processes through systems (Cornerstone, ServiceNow, Asana, and Excel), and other PP&T priorities and initiatives as appropriate.
The candidate will be expected to:
  • Support the Global Head of Policies & Procedures and Training and the Learning & Development Training group to help in assigning and managing the administration of Legal and Compliance-owned training.
  • Generate regular and ad-hoc training status reports using the Learning Management System (LMS) (Cornerstone).
  • Work with the PP&T team to manage policy, procedure and training initiatives using project management tools and relevant systems (i.e., posting documents to ServiceNow and Confluence, Asana project management, etc.).
  • Collect data and provide metrics regarding policy, procedure and training initiatives.
  • Liaise with internal colleagues and/or translation companies to facilitate the translation of policies into various languages in accordance with relevant regulations and/or internal needs.
  • Provide updates to and prepare reports for the Global Head of Policies & Procedures and Training as needed.
  • Adapt and reprioritize when deadlines change or regulatory issues arise and be comfortable with some early morning/late night meetings on occasion due to the range of time zones in which Morningstar operates.

REQUIREMENTS:
  • Bachelor's degree required.
  • Minimum of 3 years of experience, ideally in a compliance, training and/or regulatory role (.
  • Experience working with systems/software/technology platforms/Learning Management Systems (e.g., Cornerstone, Asana, Confluence, Teammate, MyComplianceOffice, Power Bi, in-house systems, etc.).
  • Strong project management skills and fluency with Excel (macros, pivot tables, etc.) to manage data and produce reports.
  • Strong communication skills (verbal and written) in English, with the ability to adapt for different audiences.
  • Strong analytical and investigative skills, critical thinking skills, and sound judgment.
  • Ability to manage multiple projects concurrently, in conjunction with Compliance and other groups as needed.
  • Ability to interact with employees at various levels of an organization and across geographies.
  • Experience with corporate policies, procedures, and/or a training program a plus.
  • A team player with a positive, proactive and collaborative attitude.

Morningstar is an equal opportunity employer.
Morningstar's hybrid work environment gives you the opportunity to work remotely and collaborate in-person each week. We've found that we're at our best when we're purposely together on a regular basis, at least three days each week. A range of other benefits are also available to enhance flexibility as needs change. No matter where you are, you'll have tools and resources to engage meaningfully with your global colleagues.
I10_MstarIndiaPvtLtd Morningstar India Private Ltd. (Delhi) Legal Entity

Top Skills

Asana
Confluence
Cornerstone
Excel
Mycomplianceoffice
Power BI
Servicenow
Teammate

Similar Jobs at Morningstar

8 Hours Ago
Hybrid
Navi Mumbai, Thane, Maharashtra, IND
Entry level
Entry level
Enterprise Web • Fintech • Financial Services
Analyze cash flows for mortgage-backed securities, enhance cash flow engines and models, and support credit risk analysis in Structured Finance.
Top Skills: IntexPythonSQLVBA
21 Hours Ago
Hybrid
Navi Mumbai, Thane, Maharashtra, IND
Mid level
Mid level
Enterprise Web • Fintech • Financial Services
The Senior Data Research Analyst gathers and interprets data for credit ratings, manages security data, and collaborates with technology teams for report development.
Top Skills: BloombergPythonSQLThomson Reuters
21 Hours Ago
Hybrid
Navi Mumbai, Thane, Maharashtra, IND
Senior level
Senior level
Enterprise Web • Fintech • Financial Services
Collaborate with teams to build scalable web and enterprise solutions, improve data flows, enforce agile practices, and support existing systems.
Top Skills: AWSCore JavaDynamoDBJavaScriptJspMongoDBMs SqlMySQLNoSQLPostgresRestSpringSQLVuejs

What you need to know about the Pune Tech Scene

Once a far-out concept, AI is now a tangible force reshaping industries and economies worldwide. While its adoption will automate some roles, AI has created more jobs than it has displaced, with an expected 97 million new roles to be created in the coming years. This is especially true in cities like Pune, which is emerging as a hub for companies eager to leverage this technology to develop solutions that simplify and improve lives in sectors such as education, healthcare, finance, e-commerce and more.

Sign up now Access later

Create Free Account

Please log in or sign up to report this job.

Create Free Account