Senior Manager - Operations Compliance

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What We'll Bring:

We are India’s leading credit information company and have established ourselves as a key anchor in the credit ecosystem of the country over the past 25 years. As an information and analytics provider, we aim to bridge the gap between stakeholders across multiple ecosystems. We use information for good by analyzing credit information to generate solutions for institutions and consumers. Our solutions facilitate easy access to credit for consumers and provide valuable insights to lenders when evaluating potential borrowers.
We are in the business of building trust between organizations and consumers. It is our core belief that trust can help organizations and consumers transact with ease and help them achieve great things.
We are committed to not just being an equal opportunity employer but also actively cultivating a culture of inclusion and belonging. We celebrate and respect the unique backgrounds and experiences that every individual brings to our team. Applicants are evaluated based on job qualification - not race, color, sex /gender, religion, caste, national origin, age, disability, marital status, citizenship status, sexual orientation, gender identity or any other status. We are committed to taking affirmative action to employ and advance minorities, women, and qualified disabled individuals. We ensure a safe, productive, and harassment-free workplace for all.
We are committed to providing reasonable accommodations for individuals with disabilities throughout the
application and employment process. Please contact us to discuss any accommodations you may need.
Culture and Values
Our culture is welcoming, energetic, innovative, and deeply committed to fostering an environment of belonging, where diverse perspectives and backgrounds are valued. There’s an overall synergy that flows throughout the company, creating a sense of connect, belonging and unity in knowing that we’re all working to achieve the same overall goal. Our core values which we live by every day are integrity, People, Customer, and Innovation.
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What is excitement and passion for us?
We define it as a blend of curiosity, ability to unlearn and yet continuously learn, able to connect with meaning and finally the drive to execute ideas till the last mile is achieved. This passion helps us focus on continuous improvement, creative problem solving and collaboration which ensures delivery excellence.
Dynamics of the Role
Candidate will be a part of Operations Function and will be responsible for timely and accurate Regulatory and Compliance submissions. Candidate with work closely with the Business Unit Compliance Officer and Functional Leads for reporting, tracking and closure of Regulatory, Compliance and Audit submissions.
Candidate will also engage with the Enterprise Compliance team on all aspects of Compliance Management for Operations

What You'll Bring:

• Daily circulation of regulatory guidelines/ circulars/ notification to Operations Leads along with actionables where applicable
• SPOC for all Regulatory & Compliance indents and ensure all Regulatory and Compliance submissions as per defined timelines
• Manage & Track all RBI indents and responses. Work closely with functional leads to ensure RBI indents responses are submitted for review as per defined timelines and with desired quality
• Independent analysis, validation of data and value additions for all regulatory and compliance submissions
• Track all open Regulatory, Compliance, Audit observations and publish status reports to Mgmt as per defined frequency
• Check quarterly vendor audits reports and vendor visits reports submitted by functions for completeness and correctness and submit for approvals & onward submissions
• Plan & conduct compliance testing on all regulatory compliance points applicable for Operations and submit report to Mgmt as per defined timelines
• Ensure that all operational non-compliance issues are brought to the attention of Mgmt on timely basis
• Publish compliance report to Mgmt as per defined frequency

Maintain and update repository for all RBI circulars, submissions, supporting documents / data, evidences etc in designated folder

Impact You'll Make:

Experience and Skills

• Qualification: Master’s degree in Business Administration or a related field.
• Minimum 8+ years of relevant experience in Operational Compliance / Compliance Testing Compliance Monitoring in Bank / NBFC, Compliance Consultancy, Credit Risk Knowledge of Banking/ Lending Industry would be preferred.
• Flexibility to travel as needed.
• Executive presence and assertiveness.
• Self-starter, ability to work independently, handle ambiguous situations and exercise judgement in variety of situations.
• Strong communication, organizational, verbal & written skills.
• High degree of responsibility and ownership, strong multitasking, coordination and tenaciously looking for ways to get results.

Essential Competencies

Ability to build trusting relationships - across all levels and in the immediate / extended team internationally, should be known and regarded as a trusted competent advisor.

Driving innovation – A believer in continuous improvement of services, processes and operational efficiency. Demonstrates curiosity and critical thinking.

Business Acumen – Spends time to ensure understanding of the business and aligns accordingly.

Change agent – Ability to diagnose correctly, design and execute interventions. Ensures communication through appropriate channels in a concise and proactive manner.

Execution champion – Focuses and ensures closure without compromising on quality of the output. Raises / flags issues as necessary and moves forward with a solutioning approach

This is a hybrid position and involves regular performance of job responsibilities virtually as well as in-person at an assigned TU office location for a minimum of two days a week.

TransUnion Job Title

Specialist III, Project Management