Job Description
Join our dynamic operating environment, reviewing changing regulations and ensuring JPM is compliant with the regulation as well as having the proper controls in place. The team is responsible for monitoring these controls and ensuring a quick resolution to any issues.
As a Regulatory Reporting Analyst in the Rates Regulatory team, you will be working in a dynamic operating environment, reviewing changing regulations and ensuring compliance. You will be responsible for monitoring controls, resolving issues promptly, and partnering closely with various teams such as Business, Business Management, Projects, Technology, Legal, and Compliance.
Job Responsibilities:
- Perform deal reviews within the Service Level Agreement which involves reviewing term sheet versus risk management systems and legal confirmation versus risk management systems
- Ensure accurate reviews and timely escalation of unissued/unexecuted documents
- Drive efficiency in the current process and identify incorrect booking practices and educate Middle Office on the impact
- Build and sustain strong working relationships with internal Lines of Business including Middle Office, Front Office, and internal Counterparts
- Ensure all issues are investigated and resolved in a timely manner as per Business Standards
- Prepare weekly MIS and monthly control packs for Senior Management
- Analyze MI and report trends and spikes
- Participate in various testing related to system enhancement, project implementation, and new business initiatives
- Identify control gaps and suggest improvement ideas for better efficiency and effectiveness
Required qualifications, skills and capabilities:
- Must exhibit strong partnership abilities
- ISDA knowledge, Equity Derivatives product knowledge and Equity Derivatives
- Must be able to handle a high level of complexity in product coverage, shift gears with relative ease, be flexible enough in shifting workload in accordance with changing priorities, and be comfortable dealing with a stressful and fast-paced Trading environment
- Strong communication skills
- Needs to be highly numerate with excellent keyboard skills and a high-level of computer literacy
- Needs to be aware and have an understanding of the large financial risks that can be incurred through operational errors and control risks
- Bachelor's degree
About Us
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
About the Team
J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.
